 |
Compañía: Apex Holdings. (17/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Compañía: Hesketh Leihner and Beijing Futures Exchange, BFEX. (17/06/2011) |
| http://www.fi.se/Folder-EN/Startpage/Consumer/Investor-alerts/Database/?link=investor | |
| Publicado por: Finansinspektionen, Sweden | |
| Comentario: Please, also see investor alerts against Breisach Liebman and Kyoto Mer-cantile Exchange, KMEX, issued 21 March 2011 and Shaffer Lienhard and Beijing Mercantile Exchange, BEMEX issued 27 April 2011. |
|
Compañía: Progress Advisors LLC. (17/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Compañía: Aerolite Ltd. (17/06/2011) |
| http://www.bvifsc.vg/tabid/160/ctl/ArticleView/mid/488/articleId/98/Default.aspx | |
| Publicado por: British Virgin Islands Financial Services Commission, British Virgin Islands | |
| Comentario: Advisory warning. |
|
Compañía: (17/06/2011) |
| http://www.bvifsc.vg/tabid/160/ctl/ArticleView/mid/488/articleId/98/Default.aspx | |
| Publicado por: Autorité des marchés financiers, Quebec |
|
Compañía: Interdealer Brokers (IDB). (17/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Compañía: Square Mile Finance. (17/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Compañía: Adaptis Group. (17/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services and Markets Authority, Belgium | |
| Comentario: warning |
|
Compañía: Guardian Creative Tax Planners and Guardian International Ltd. (17/06/2011) |
| Publicado por: Financial Services and Markets Authority, Belgium | |
| Comentario: warning |
|
Compañía: Invesco Perpetual. (17/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Compañía: International Bank Vaults Courier Services. (17/06/2011) |
| http://www.fsc.gov.im/ViewNews.gov?page=lib/news/fsc/internationalban1.xml | |
| Publicado por: Financial Supervision Commission, Isle of Man | |
| Comentario: Purported company holding out as using Isle of Man address - 2nd Floor, Millennium House, Victoria Road, Douglas, Isle of Man. Potential advanced fee fraud. |
|
Compañía: International Bank Vaults Courier Services. (17/06/2011) |
| http://www.fsc.gov.im/ViewNews.gov?page=lib/news/fsc/internationalban1.xml | |
| Publicado por: Financial Supervision Commission, Isle of Man | |
| Comentario: Purported company holding out as using Isle of Man address - 2nd Floor, Millennium House, Victoria Road, Douglas, Isle of Man. Potential advanced fee fraud. |
|
Compañía: Shengtai Group. (17/06/2011) |
| http://www.invested.hk/InvestEdAlertList/en/InvestEdDisplayCompDetailsServlet?doc_unid=1C45AECD1F95BF5F482578B0000D8E8C | |
| Publicado por: Securities and Futures Commission, Hong Kon |
|
Compañía: Wolf Investment Solutions. (17/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Compañía: Bolero BPO LLC. (17/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Compañía: LEK Consulting Group. (17/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Compañía: Sanford C. Bernstein Limited. (17/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Compañía: Edgar International Company Limited. (17/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Securities and Futures Commission, Hong Kong |
|
Compañía: New York Global Group, Inc. (10/06/2011) |
| http://www.fi.se/Folder-EN/Startpage/Consumer/Investor-alerts/Database/?link=investor | |
| Publicado por: Finansinspektionen, Sweden |
|
Compañía: SGS Consultants Limited. (10/06/2011) |
| http://www.fi.se/Folder-EN/Startpage/Consumer/Investor-alerts/Database/?link=investor | |
| Publicado por: Finansinspektionen, Sweden |
|
Compañía: Panmure Gordon & Co. (10/06/2011) |
| http://www.fi.se/Folder-EN/Startpage/Consumer/Investor-alerts/Database/?link=investor | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Compañía: Prestige Property Portfolio. (10/06/2011) |
| Publicado por: Financial Services and Markets Authority, Belgium | |
| Comentario: warning |
|
Compañía: Autorité des marchés financiers, France. (10/06/2011) |
| Publicado por: Autorité des marchés financiers, France | |
| Comentario: Warning issued by the AMF relating to Mercier and Clark (registered office 1 Canada Square, London, E14 5EU; Website : www.mercierclark.com). This firm offers investment services to French investors (including in particular investment advice and portfolio management services) without authorization. |
|
Compañía: JLS Capital Group. (10/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Compañía: Strategic Private Equity Group. (10/06/2011) |
| http://www.fma.gv.at/de/verbraucher/investorenwarnungen/nationale-warnmeldungen/detail-natwm/article/strategic-private-equity-group-1.html | |
| Publicado por: Financial Market Authority, Austria |
|
Compañía: Baker & Higgs Asset Management. (10/06/2011) |
| http://www.fma.gv.at/de/verbraucher/investorenwarnungen/nationale-warnmeldungen/detail-natwm/article/baker-higgs-asset-management.html | |
| Publicado por: Financial Market Authority, Austria |
|
Compañía: Jin Hue Finance. (10/06/2011) |
| http://www.invested.hk/InvestEdAlertList/en/InvestEdDisplayCompDetailsServlet?doc_unid=ED4D0C1ED0345808482578AA0032B3C4 | |
| Publicado por: Securities and Futures Commission, Hong Kong |
|
Compañía: EFD Financial Group Company Limited. (10/06/2011) |
| http://www.invested.hk/InvestEdAlertList/en/InvestEdDisplayCompDetailsServlet?doc_unid=35D4F8466F8DCF37482578AA00325156 | |
| Publicado por: Securities and Futures Commission, Hong Kong |
|
Compañía: Bridport Advisory. (10/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Compañía: Advance Fee Fraud / Bogus Employee - Update. (10/06/2011) |
| http://www.fsc.gov.im/ViewNews.gov?page=lib/news/fsc/mrmartinsarnolda1.xml | |
| Publicado por: Financial Supervision Commission, Isle of Man | |
| Comentario: Individuals falsely purporting to be employees of the genuine Irish Nationwide (I.O.M.) Limited |
|
Compañía: Ryhat Establishment Investment Trust. (10/06/2011) |
| http://www.cssf.lu/fileadmin/files/Protection_consommateurs/Avertissements/W_Ryhat_070611.pdf | |
| Publicado por: Commission de surveillance du secteur financier, Luxembourg, Grand Duchy of |
|
Compañía: Courtney Brown Group. (10/06/2011) |
| http://www.cssf.lu/fileadmin/files/Protection_consommateurs/Avertissements/W_Courtney_Brown_Group_080611.pdf | |
| Publicado por: Commission de surveillance du secteur financier, Luxembourg, Grand Duchy of |
|
Compañía: Amsel Commodities. (10/06/2011) |
| http://www.fma.gv.at/de/verbraucher/investorenwarnungen/nationale-warnmeldungen/detail-natwm/article/amsel-commodities.html | |
| Publicado por: Financial Market Authority, Austria |
|
Compañía: Lightman Associates. (10/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Compañía: Crossley Acquisitions. (10/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Compañía: Reliance Asset Management Ltd. (10/06/2011) |
| http://www.fi.se/Folder-EN/Startpage/Consumer/Investor-alerts/Database/?link=investor | |
| Publicado por: Finansinspektionen, Sweden |
|
Compañía: FINRA. (10/06/2011) |
| http://www.finra.org/Investors/ProtectYourself/InvestorAlerts/Bonds/P123713 | |
| Publicado por: Financial Industry Regulatory Authority (FINRA), United States of America |
|
Compañía: Courtney Brown Group. (10/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Compañía: Citi Capital Partnership. (05/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Compañía: SVM Ireland. (05/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml. | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Tortola Capital. (05/06/2011) |
| http://www.financialregulator.ie/unauthorised-firms/Pages/list-search-unath.aspx | |
| Publicado por: Central Bank and Financial Services Authority, Ireland | |
| Comentario: Tortola Capital is not authorised to provide investment services in Ireland. The firm purports to be based in Hungary, The Bahamas, British Virgin Islands, Hong Kong & Belgium. |
|
Futuro Financial. (05/06/2011) |
| http://www.financialregulator.ie/unauthorised-firms/Pages/list-search-unath.aspx | |
| Publicado por: Central Bank and Financial Services Authority, Ireland | |
| Comentario: Futuro Financial is not authorised to provide investment services in Ireland. The firm purports to be based in Japan. |
|
Andreas Braasch. (05/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/unauthorised.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Europa Capital Group. (05/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/unauthorised.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Europa Financial Group. (05/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
SPS Investments GmbH. (05/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Global Financial Services Regulatory Committee. (05/06/2011) |
| http://www.invested.hk/InvestEdAlertList/en/InvestEdDisplayCompDetailsServlet?doc_unid=CDD309939F63F628482578A30008B1DC | |
| Publicado por: Securities and Futures Commission, Hong Kong |
|
Interactive Trade. (05/06/2011) |
| http://www.invested.hk/InvestEdAlertList/en/InvestEdDisplayCompDetailsServlet?doc_unid=C6DAC99A539F3DE7482578A300093AAC | |
| Publicado por: Securities and Futures Commission, Hong Kong |
|
Strategic Management, Inc. / International Bureau Trade Commission. (05/06/2011) |
| http://www.fi.se/Folder-EN/Startpage/Consumer/Investor-alerts/Database/?link=investor | |
| Publicado por: Finansinspektionen, Sweden |
|
Asset Restoration Facility. (05/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
CDV Investments (Europe). (05/06/2011) |
| http://www.fma.gv.at/de/verbraucher/investorenwarnungen/nationale-warnmeldungen/detail-natwm/article/cdv-investments-europe.html | |
| Publicado por: Financial Market Authority, Austria |
|
Syndicated Wealth Group. (05/06/2011) |
| http://www.fma.gv.at/de/verbraucher/investorenwarnungen/nationale-warnmeldungen/detail-natwm/article/syndicated-wealth-group.html | |
| Publicado por: Financial Market Authority, Austria |
|
William Smith and Company. (05/06/2011) |
| http://www.fma.gv.at/de/verbraucher/investorenwarnungen/nationale-warnmeldungen/detail-natwm/article/william-smith-and-company.html | |
| Publicado por: Financial Market Authority, Austria |
|
Octagon Financial Group. (05/06/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Golden Futures Trader. (05/06/2011) |
| http://www.bcsc.bc.ca/cautionperson.aspx?id=12724 | |
| Publicado por: British Columbia Securities Commission, British Columbia |
|
Marcus & Company Inc. (05/06/2011) |
| http://www.fi.se/Folder-EN/Startpage/Consumer/Investor-alerts/Database/?link=investor | |
| Publicado por: British Columbia Securities Commission, British Columbia |
|
Apex Holdings Ltd. (05/06/2011) |
| http://www.fi.se/Folder-EN/Startpage/Consumer/Investor-alerts/Database/?link=investor | |
| Publicado por: Finansinspektionen, Sweden |
|
Magnis Global. (05/06/2011) |
| http://www.fi.se/Folder-EN/Startpage/Consumer/Investor-alerts/Database/?link=investor | |
| Publicado por: Finansinspektionen, Sweden |
|
Delta West Financial Management. (05/06/2011) |
| http://www.fi.se/Folder-EN/Startpage/Consumer/Investor-alerts/Database/?link=investor | |
| Publicado por: Finansinspektionen, Sweden |
|
Bright Bridge Wealth Management Inc. (13/05/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Capital Invest Trading. (13/05/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Gordon Group Services. (13/05/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
RegiGlobe. (13/05/2011) |
| http://www.invested.hk/InvestEdAlertList/en/InvestEdDisplayCompDetailsServlet?doc_unid=76F461CFF0592B9C4825788E00085BA2 | |
| Publicado por: Securities and Futures Commission, Hong Kong |
|
Lantau International. (13/05/2011) |
| http://www.fma.gv.at/de/verbraucher/investorenwarnungen/nationale-warnmeldungen/detail-natwm/article/lantau-international.html | |
| Publicado por: Financial Market Authority, Austria |
|
Futures Options Authority Vienna (FOAV). (13/05/2011) |
| http://www.fma.gv.at/de/verbraucher/investorenwarnungen/nationale-warnmeldungen/detail-natwm/article/futures-options-authority-vienna-foav-ist-keine-oesterreichische-aufsichtsbehoerde.html | |
| Publicado por: FFinancial Market Authority, Austria | |
| Comentario: Futures Options Authority Vienna (FOAV)” ist keine österreichische Aufsichtsbehörde Die Österreichische Finanzmarktaufsichtsbehörde (FMA) weist darauf hin, dass in der Republik Österreich keine Aufsichtsbehörde mit der Bezeichnung "Austrian Futures Options Authority Vienna (FOAV)" existiert. Die Konzessionierung und Beaufsichtigung von Kredit-, Finanzdienstleistungs- sowie Zahlungsdienstleistungsinstituten, Versicherungsunternehmen und Pensionskassen erfolgt ausschließlich durch die FMA. Die „Futures Options Authority Vienna (FOAV)" stellt sich auf ihrer Webseite als verantwortlich für die Bereiche Regulierung, Beaufsichtigung und Information für Finanzinstitute und den Wertpapiermarkt in Österreich dar. Es existiert jedoch keine Aufsichtsbehörde unter dieser Bezeichnung. |
|
Apex Stock Transfer Inc. (13/05/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Price and Partners Consultants. (13/05/2011) |
| http://www.invested.hk/InvestEdAlertList/en/InvestEdDisplayCompDetailsServlet?doc_unid=EC5602ABDA146EF84825788D0021332D | |
| Publicado por: Securities and Futures Commission, Hong Kong |
|
Brachmann Inter Dealer Services. (13/05/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Roiet Trading. (13/05/2011) |
| http://www.cssf.lu/fileadmin/files/Protection_consommateurs/Avertissements/A_Roiet_Trading_060511_eng.pdf | |
| Publicado por: Commission de surveillance du secteur financier, Luxembourg, Grand Duchy of |
|
Elite EEA Investment Portfolio. (13/05/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Wolf Investment Solutions. (13/05/2011) |
| http://www.fi.se/Folder-EN/Startpage/Consumer/Investor-alerts/Database/?link=investor | |
| Publicado por: Finansinspektionen, Sweden |
|
New Outlook Management Group. (06/05/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Complete Options Trading. (06/05/2011) |
| http://www.osc.gov.on.ca/en/Investors_warning-list_index.htm | |
| Publicado por: Ontario Securities Commission, Ontario | |
| Comentario: Company not registered |
|
Mercier and Clark Partners. (06/05/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
iTaxation Corporation Ltd. (06/05/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Worldwide Risk Consultants. (06/05/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Straighthold Investment Group, Inc. (06/05/2011) |
| http://www.cvm.gov.br/ | |
| Publicado por: Comissão de Valores Mobiliários, Brazil | |
| Comentario: Link: "Atos Declaratorios". Entity not authorized to offer investment opportunities in the Forex market to Brazilian residents by any means (online or other). |
|
Cartwright Investment Group. (06/05/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom |
|
Kapital Pool 2010 CP2010 Ltd. (06/05/2011) |
| Publicado por: Financial Market Authority, Austria |
|
Liqua Austria & Germany. (06/05/2011) |
| Publicado por: Financial Market Authority, Austria |
|
Williams Corporation Ltd. (“My Private Trade”). (06/05/2011) |
| Publicado por: Financial Market Authority, Austria |
|
Autorité des marchés financiers, France. (06/05/2011) |
| Publicado por: Autorité des marchés financiers, France | |
| Comentarios: Please find attached warning issued by the AMF relating to proposals of investment services and financial investments with high rates of return by GENEVE INVEST. This entity has not been authorised to propose investment services in France. |
|
Autorité des marchés financiers, France. (06/05/2011) |
| Publicado por: Autorité des marchés financiers, France | |
| Comentarios: Please find attached warning issued by the AMF relating to proposals of investment services and financial investments with high rates of return by DYNAMIC WEALTH MANAGEMENT. This entity has not been authorised to propose investment services in France. |
|
International Investor Commission. (06/05/2011) |
| http://www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml | |
| Publicado por: Financial Services Authority, United Kingdom. |
The Netherlands Authority for the Financial Markets (AFM). (08/09/2010).
The Netherlands Authority for the Financial Markets (AFM). (01/09/2010).
IOSCO Investor Alerts Portal. (12/08/2010).
Hong Kong Securities and Futures Commission. (20/07/2010).
The Alert List of the Securities and Futures Commission of Hong Kong:
- Alfort International Limited
- Anderson Munro
- Newton Moore Limited
- Price and Stone Mergers & Acquisitions
The Financial Services Authority (FSA),United Kingdom. (20/07/2010).
The Financial Services Authority (FSA) would like to alert that:
- GCI INTERNATIONAL
The Gate Building- DIFC Level 9, Office 2
PO Box 20998. Dubai - United Arab Emirates
are not authorised under the Financial Services and Markets Act 2000 (FSMA)
to carry on a regulated activity in the United Kingdom.
The Financial Services Authority (FSA),United Kingdom. (16/07/2010).
The Financial Services Authority (FSA) would like to alert that:
- Cameron Poe & Associates
- GS GLOBAL ASSET MANAGEMENT LLC
488 Madison Avenue 8th Floor.
New York - NY10022 - U.S.A.
- SELECT AMERICAN TRANSFER CO.
118 Finch Avenue West Suite B11
Toronto ON - M2N 2H7 - Canada
are not authorised under the Financial Services and Markets Act 2000 (FSMA)
to carry on a regulated activity in the United Kingdom.
FSC Public Warning - Gibraltar. (15/07/2010).
The Financial Services Authority (FSA),United Kingdom. (14/07/2010).
The Financial Services Authority (FSA) would like to alert that:
- REDBRIDGE ASSOCIATES
5 Rue Jean Monet,Kirchberg - Luxembourg 1025
- SWISS EQUITY INVESTMENT
SE1 AG Leutschenbachstrasse 97 8050 Zurich - Switzerland
- HAMILTON DAVIS CORPORATION
Rm. 1102, Fukoku Seimei Building
2-2-2 Uchisaiwaicho, Chiyoda- ku,100-0011 - Tokyo
- CHURCHILL ADVISORY
P.O. Box 34, Mullumbimby, New South Wales 2482 - Australia.
- UNIVERSAL CONSOLIDATED
55 Wall Street, New York, NY - U.S.A.
- PRICE AND STONE MERGERS AND ACQUISITIONS
61/F Two International Finance Centre
8 Finance Street Central - Hong Kong
are not authorised under the Financial Services and Markets Act 2000 (FSMA)
to carry on a regulated activity in the United Kingdom.
The Banking, Finance and Insurance Commission of Belgium. (10/07/2010).
The Hellenic Capital Market Commission. (09/07/2010).
The Financial Services Authority (FSA),United Kingdom. (09/07/2010).
The Financial Services Authority (FSA) would like to alert that:
- MARCUS JONES INTERNATIONAL - 33 Eastcheap, The City, London.
- PENDLETON AND ASSOCIATES - Hanako building, Tokyo, Japan.
- SHOWA DORI - ginza district, Tokyo, Japan.
are not authorised under the Financial Services and Markets Act 2000 (FSMA)
to carry on a regulated activity in the United Kingdom.
The Financial Services Authority (FSA),United Kingdom. (07/07/2010).
The Financial Services Authority (FSA) would like to alert that:
- RED DRAGON FINANCIAL. IBM Tower - Pacific Century Place.
Beijing 100027 - China.
- CLAYTON & PHELPS. 1003 Rue St-Hubert.
Montreal - QC H2L3Y3 - Canada. (www.claytonandphelps.com).
are not authorised under the Financial Services and Markets Act 2000 (FSMA)
to carry on a regulated activity in the United Kingdom.
Hong Kong Securities and Futures Commission. (30/06/2010).
New Investor Alert from the Hong Kong Securities and Futures Commission.
Fox Global
www.gscl.hk
The Irish Financial Services Regulatory Authority. (30/06/2010).
British Colombia Securities Commission (BCSC). (30/06/2010).
Decisions & Orders: Orion Advisory Services and IS Markets.
Orion and IS Markets are on the Investment Caution List of the BCSC.
Hong Kong Securities and Futures Commission. (10/06/2010).
The Netherlands Authority for the Financial Markets (AFM). (03/06/2010).
Finansinspektionen, Sweden. (01/06/2010).
New Investor Alerts - Finansinspektionen, Sweden.
Titan Trading Group
Joseph Cooke Ltd.
Commercial First Trading Corporation
Capital Securities International
Financial Services Commission ("FSC Mauritius"). (27/05/2010).
Banking, Finance and Insurance Commission (BFIC) of Belgium. (27/05/2010).
Hong Kong Securities and Futures Commission. (20/05/2010).
Swedish Finansinspektionen. (14/05/2010).
CNV of the Republic of Panama. (13/05/2010).
Labuan Financial Services Authority (Labuan FSA). (13/05/2010).
British Colombia Securities Commission (BCSC). (13/05/2010).
British Colombia Securities Commission (BCSC). (13/05/2010).
Additions to BCSC Investment Caution List
Temporary Order and Notice of Hearing against Orion and IS Markets(06/05/2010)
Hong Kong Securities and Futures Commission. (13/05/2010).
Jersey Financial Services Commission. (07/05/2010).
FSC Public Warning - Gibraltar. (07/05/2010).
Banking, Finance and Insurance Commission, Brussels. (07/05/2010).
Banking, Finance and Insurance Commission, Brussels. (06/05/2010).
Swedish Financial Supervisory Authority. (03/05/2010).
FSC Public Warning - Gibraltar. (22/04/2010).
The Irish Financial Services Regulatory Authority. (21/04/2010).
The Netherlands Authority for the Financial Markets (AFM). (21/04/2010).
Banking, Finance and Insurance Commission, Brussels. (12/04/2010).
British Colombia Securities Commission (BCSC). (12/04/2010).
Jersey Financial Services Commission. (12/04/2010).
Hong Kong Securities and Futures Commission. (09/04/2010).
Jersey Financial Services Commission. (09/04/2010).
Hong Kong Securities and Futures Commission. (06/04/2010).
Jersey Financial Services Commission. (29/03/2010).
Banking, Finance and Insurance Commision. (12/03/2010).
Securities Investor Protection Corporation (SIPC) of the United States. (10/03/2010).
British Colombia Securities Commission (BCSC). (09/03/2010).
Jersey Financial Services Commission. (08/03/2010).
Swedish Financial Supervisory Authority. (03/03/2010).
